Compliance Systems
Overview
Compliance systems play a critical role in ensuring organizations adhere to regulatory requirements, particularly through Anti-Money Laundering (AML) and FATCA systems. The AML system provides robust tools for monitoring transactions, verifying customer identities, and identifying suspicious activities through features like Dashboards, Screening, and dynamic risk profiling. It employs a Risk-Based Approach to focus resources on high-risk areas, while Alerts and KYC processes enhance oversight and compliance. Similarly, FATCA systems facilitate the collection and management of customer profile information, ensuring compliance with tax regulations for foreign financial institutions. Together, these systems enable organizations to maintain financial integrity, mitigate risks, and fulfill their legal obligations efficiently
Anti-Money Laundry
- Dash Boards
- Screening
- Profiling / Scenarios
- Dynamic Scenario Builders
- Risk Based Approach
- Alerts
- KYC
- Maker / checker procedure
- STR Reports
- Reports
FATCA
- Customer profile fields
- Customer screening
- FATCA Indicia setup
- FATCA Indicia Customer List
OUR CLIENTS
